
NURS-FPX4035 Assessment 2
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Student name
Capella University
NURS-FPX4035
Professor Name
Submission Date
Root-Cause Analysis and Safety Improvement Plan
Mr. Daniel Harper is a 62-year-old man who was admitted to Cedars-Sinai Medical Center due to a history of abdominal surgery during postoperative therapy. Mr. Harper was informally and informally briefed on the wound management, medication schedule, and mobility requirements during hospitalization, and he was discharged without having a clear picture of the discharge plan, as the information was in a hurry, and he was not made aware of the discharge plan, depending on the level of his health literacy. He misunderstood his pain management system, home wound care, and was not able to resume in time to conduct follow-up.
He was re-admitted in a few days with an infected wound and unmanageable symptoms. Researching his case, it was revealed that the concern of discontinuous communication, poor health literacy assessment, absence of systematic discharge education, and absence of a teach-back confirmation were some of the factors that contributed to the failure in clarifying early and safely managing.
Understanding What Happened |
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| There was minimal wound care education, drug regimen, and activity restriction given during his stay. This was the minimal education, given on a high shift and not even tailored to his little learning of medical terms. Instead, he was sent home with complex and hard-to-read prescriptive orders and no teach-back procedure or follow-up by the nurse to clarify instructions that were given to him. These education lapses in turn led to Mr. Harper’s misunderstanding of his pain medication treatment, wound care practice, and inability to reach the hospital in case of complications. After a few days, he came with an infected surgical wound and uncontrolled symptoms, resulting in readmission and the extra treatment. This made him extremely susceptible to sepsis and postoperative complications. It further placed undue pressure on the employees and undue burden on the health system because of the avoidable hospitalization. The absence of patient learning practices, which is unverified, has been pointed out as one of the largest obstacles to safe and effective care and, therefore, one of the major causes of harmful outcomes that can be avoided (Shahid et al., 2022). The problematic areas that undermined patient safety and continuity of care in the case included hasty discharge education, lack of standardization in education practices, and evidence-based communication practices. |
| The incident of safety that occurred to Mr. Daniel Harper is attributed to several contributory factors, such as human factors, systemic factors, organizational factors, and cultural factors. Human Factors: The greatest issue was the problem of communication. The specialists argue that the most pressing practice, which must be imposed to ensure patient safety, is the unambiguous education and uniformity of practices of communication (Kwame & Petrucka, 2021). The nurse has failed to evaluate Harper in terms of his level of health literacy; she did not use plain language, and she did not use the teach-back technique to ensure that he understands the wound care process and the medication needs. These lapses may have been predetermined by time constraints of big, busy medical-surgical units and a lack of training in evidence-based methods of communication. The personnel would also believe that Mr. Harper was able to comprehend the instructions since he was someone who looked good, and this is always a fallacy when the patient is reluctant to say that she is confused. System Factors: There were also process, system, and workflow gaps. The articles indicate that patient education does not emerge as the focus of healthcare systems, as opposed to the medical work, which is usually more influential, but the impact of the organized education is much more significant (Linnavuori et al., 2024). Based on the case of Mr. Harper, it is evident that no quality system existed to alert to the patients whose health literacy was low or who required further education. The unit also failed to have standardized unit discharge education tools or postoperative follow-up behavior. These opportunities that went to waste could not allow the immense teaching and the discovery of lost meanings in the beginning. Organizational Culture: The event also indicates the general problems concerning the organizational safety culture. Cedars-Sinai Medical Center failed to engage the systematic application of the evidence-based instruction techniques, and its management failed to make sure that its staff were educated about the proficiency in patient education on a routine basis. The patient education was not properly followed and recorded since there were no accountability programs to ensure this. Another important aspect Marbun et al. (2023) mentioned was the high degree of leadership involvement to facilitate communication, accountability, and high-performance teamwork, which was not observed in the case. These organizational risks are direct impact on the health outcomes of the patient. Society and Culture: It was also culturally driven, since Mr. Harper was an elderly person, and would be less susceptible to challenging the personnel, as well as be confused based on the placement of health care or fear of being a liability. The aversion meant that he did not use clarifying questions. The use of culture by the older generations is related to the propensity for silent obedience to instructions, even in situations where its meaning is not straightforwardly understood. Wang et al. (2025) have noted that these types of dynamics are impediments to active patient engagement and shared decision-making. This multilevel analysis supports the necessity to form a rationalized and tailored education of the patients, cultural competency development, and efficient leadership involvement to avoid further occurrences. |
| The provided clinical and patient education practices were violated to some extent, as the situation with Mr. Daniel Harper demonstrated. Among the main failures is the failure to adhere to the national guidelines, with the help of which the patient comprehension and individual education must be appraised. The empirical approach guidelines are founded on the teaching approach, the use of simple language, and teach back methodology in instructions on complex or postoperative care (Sleiman et al., 2025). None of the comprehension was verified, no record of personalized education, and no repetition of important postsurgery instructions was performed in the case of Mr. Harper. Moreover, the best-practice standards suggest that it ought to have a clear discharge planning that comprises follow-ups, which must be made to high-risk patients, such as a call or appointment, which was not the case. The nursing records simply included some generic discharge records with no mention of personal teaching or understanding. This deprivation can be discussed as systemic failures to deliver patient education safely, and suggests that they are opposed to the established standards that are oriented towards the harmless treatment of a patient. The incidence would be prevented through evidence-based communication and educational practices. |
| Staff Involved: This case was that of a medical-surgical unit where a staff nurse was also implicated and a discharging provider. The signature of discharge orders of Mr. Harper was done by the provider who failed to provide proper postoperative teaching. Not only did the nurse who was appointed to educate the patients not measure the levels of health literacy of the patient, but also failed to employ any structured education tools; the nurse did not employ the teach-back method to ensure the patient was informed of the wound management, the drug regimen, or the follow-up instructions. Subsequently, the record of essential elements of education was not recorded in the medical record. Supervisors and Managers: There was a lack of management of the nurse manager and charge nurse because they were involved indirectly. They did not have mechanisms for checking compliance with the measures of patient education, nor had they made arrangements to ensure that their employees receive continuous training on how to effectively educate patients. The discharge teaching practice was not audited on a regular basis, and there was no specific procedure to define the necessity of providing assistance to those patients, and emphasis was not prioritized in order to promote health literacy principles. This means that the standards of communication and education are not being maintained in leadership. Agrawal and Sybol. (2025) observed that poor leadership and poorly arranged mentorship would not have led to the achievement of a culture of accountability, communication, and safety, which were absent in this case. |
| This case is the testimony of a serious communication failure in the interdisciplinary and patient-provider communication that contributed to the readmission of Mr. Daniel Harper. Interdisciplinary Communication: There was a lack of coordination between the nurse and the provider in terms of patient education and discharge planning. The provider did not measure the health literacy of Mr. Harper since the patient had limited information about the postoperative care, and the nurse did not consider the fact that the patient was not highly educated and only assumed that the patient understood all the instructions. Patient-Provider Communication: He lacked any teach-back and no demand for a question that would result in poor understanding. Therefore, he misunderstood his pain medication treatment and wound healing, which were the causes of the avoidable complications and rehospitalization. |
| The shortage of physical environment, staffing, and incompetence sparked the safety accident that happened to Mr. Daniel Harper. Physical Environment: Cedars-Sinai Medical Center medical- surgical unit failed to offer the patient a continuous and serene learning environment. Most of the educational materials were in English and were connected to a high literacy level, and were thus not readily comprehensible to patients with low health literacy. These are other problems that hampered proper understanding. Staffing Levels: The ratios of the staffing were good, and insufficient time to discharge patients and high patient turnover did not create much time to focus on education. There were also limited chances to make shared decisions and provide help with instructions related to care due to the workflow needs, which contributed to the risk of misunderstanding (Montori et al., 2022). Training and Competency: The workers were deficient in health literacy awareness and in how to instruct patients. There was no specific teaching tool, teach-back, or patient-centered teaching method used by both the provider and the nurse (both of them are considered to be effective tools to minimize medication errors and enhance adherence) (Berardinelli et al., 2024). The staff documentation indicated that the staff had low rates of continuous health literacy and culturally responsive teaching staff training, which indicated systematic staff training problems. All this contributed to the high-risk situation where the miscommunication was bound to take place, particularly amongst patients such as Mr. Harper, who needed to be cautiously guided following an operation. |
| Policy Compliance: The Cedars-Sinai Medical Center has devised policies, which involve a discharge training system, wound-care training consistency, and a record of the teach-back in surgical patients. These were applied at a time Harper was not in a hospital. He was given informational material on education, and the level of knowledge and the teach-back process have not been conducted, which is a violation of internal patient education guidelines and national patient-safety guidelines (Anugrahsari et al., 2022). Policy Transparency: During the interviews with the staff, it was identified that there were policies present, but they were hidden behind big procedural manuals, which were barely read, and the trained staff barely enforced them. It was even found that some of the employees had a low level of awareness about the teaching practices necessary or the channel of obtaining the standardized educational handouts. Patient-centered care cannot exist without the appropriate assumptions concerning roles, available resources, and regular supervision: there is not enough to have the policies but to adopt them, support, and control. |
| The lack of follow-ups and monitoring after the discharge was also another critical aspect that contributed to the incident that happened to Mr. Daniel Harper. Vital Signs Monitoring: Mr. Harper complained about moderate pain and light drainage over his operation site, which needed additional examination and education during discharge. Before they were discharged, they did not raise these issues or re-examine them. As it is indicated, the measures intended to prevent the emergence of postoperative complications are involved with the critical evaluation and the need to enhance the educational activity (Zabaglo and Sharman, 2024). Lack of Action on Abnormal Findings: Mr. Harper was not taught and provided with the information about the warning signs, safe medication, and what to do in case of urgent need because of the early signs of infection in the form of redness and swelling, but was not given any further teaching or a schedule. Surveillance and escalation procedures are sufficient and would assist in the detection of complications in their early phase, but they were not followed (Ede et al., 2024). |
| The experience of Mr. Daniel Harper is a valuable lesson to learn how to prepare for better patient safety and avoid such kind of harm in the future. He left the hospital without knowing what had happened due to the hasty, vague education, and was ignorant of how to proceed with his post-surgery. It will demand the presence of the needed personnel education in the field of health literacy interventions, plain language usage, and regular teach-back as the verification of the knowledge (Gibson et al., 2022). In addition, there was no prior discussion of initial symptoms and questions of Mr. Harper before the discharge, which evidences the failure to take action concerning the abnormal clinical data. Early intervention and increased knowledge can be ensured by the evidence-based teaching guidelines, postoperative issues escalation routes, and the necessity to make follow-ups (Dhillon et al., 2023). With regards to quality-improvement, the impending education alert can be implemented into the electronic medical record (EMR) and be prevented by introducing the use of prompts to support the teaching-back documentation and filling-in-the-standardized checklists with the patient, in addition to teaching the patient. The responsibility could be reinforced by constantly auditing and conducting interdisciplinary safety meetings to foster the change at the system level. This is because such programs enable a hospital to be capable of providing quality, equitable, and patient-centered care. |
| Mr. Daniel Harper’s case involves a multi-level intervention that includes individual and systemic gaps to improve patient safety. The postoperative education guideline is supposed to be administered in a standard manner, where the guidelines are obligatory, particularly to the high risk patients. To support the clinicians with the necessary points to instruct, clinical decision support can be used to provide them with the evidence-based instructions that need to be introduced to the EMR (Alexiuk et al., 2023). These include health literacy, effective communication, and safe management of the postoperative care, which are the priorities that the continuous staff training should address. The use of teach-back as well as the use of the relevant educational material in the needs of patients should be emphasized as structured and consistent. In addition, the presence of a strong safety culture (which can be enhanced by non-punitive reporting, regular debriefing, and root-cause analysis) will help uncover one of the weak areas in the system and enhance communication (Alsobou et al., 2025). All these interventions can be combined to enhance the knowledge of the patients, decrease the unjustified issues, and lower the readmission rates. |
Root Cause(s) to the issue or sentinel event?
Root Cause – the most basic reason that the situation occurred |
| Contributing Factors – additional reason(s) that made a situation turn out less than ideal | HFC | HF T | HF F/S | E | R | B |
1. Neither interpreter nor a teach-back system was used, and Daniel had no idea about his diagnosis, drug course, or post-discharge care instructions.
2. The personnel were not educated on health literacy and culturally competent care and were unable to provide education to the level of understanding that Daniel possessed.
3. The policies regarding language access and patient education were created, not explicit, imposed, and applied inconsistently. | 1 | Lack of follow-up and short discharge windows were other contributing factors that caused disruption of communication. Daniel was not given any simplified written information and no method of teach-back; he was simply given the instructions verbally in the English language and was confused about the wound care, when to take medication, and what the limitations in activities were. | X |
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2 | The employees were not provided with regular health literacy training and culturally responsive communication training. No regular refresher or competency tests were implemented to make sure that the nurses and providers were able to recognize the patients who require additional advice or the skills to distinguish between instructions on the basis of personal knowledge. |
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3 | The interpreter use policies, and the patient education structure were completely concealed in the procedure manuals and not actively applied, and not comprehensible by the staff when they need to request interpreters and when they need to document education. This resulted in inequitable measurement of the national and institutional standards. |
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HF-C = Human Factor-communication
HF-T = Human Factor-training
HF-F/S = Human Factor-fatigue/scheduling
E = Environment/equipment
R = Rules/policies/procedures
B = Barriers
Introduction of Evidence-Based Strategies
Identify the best evidence-based practice strategies to address the safety issue or sentinel event.
As a phenomenon that has been shown in the sentinel event of Mr. Daniel Harper, the availability of evidence-based practices aimed at improving patient education and safety in medical-surgical hospital units is indeed highly demanded. One of these interventions is the teach-back method, which is a significant intervention strategy in which the patient paraphrases instructions in an attempt to make them understand. It will help to identify confusion earlier and achieve better levels of medication adherence and reduce the number of complications that can be prevented (Religioni et al., 2025). Professional medical translator usage instead of relatives is also a type of intervention that has been found to be effective in enhancing the communication process, treatment adherence, and clinical outcome (Jenstad et al., 2024). In addition to this, the training related to cultural competence also enables the providers to provide patient-centered care by respecting cultural beliefs and values, and help eradicate disparities and establish trust (Osmancevic et al., 2025). Interpreter professional assistance, culturally oriented educational aids, and teachback with regard to the discharge and follow-up would help in ensuring the understanding, disseminating the decision-making, and probably prevent possible discharge issues in the case of Mr. Harper. |
Safety Improvement Plan
List any future actions needed to prevent recurrence.
Action Plan One for each Root Cause/Contributing Factor from above | E / C / A Choose one | |
1 | The Teach-Back Method will be retrained for all the employees in the Cedars-Sinai Medical Center. The checklist of the discharge will be formalized, and the education will be recorded in the electronic health record (EHR), to enable people to be aware of the same, like Mr. Daniel Harper. | C |
2 | The discharge policy will consider the availability of multilingual materials and professional interpreters that would be hired to work with poorly proficient patients in English. Auditing the compliance with the treatment will be performed every quarter to avoid medication errors, lack of adherence to treatment, and unjustified readmission. | C |
E = Eliminate
C = Control
A = Accept
Describe any new processes or policies and/or professional development that will be undertaken to address the root cause(s).
Cedars-Sinai Medical Center will propose new protocols, policies, and staff development plans to tackle the root causes of patient poor education of such instances as Mr. Daniel Harper, that are low levels of communication, inconsistent discharge programs, and a deficiency of access to culturally-relevant content. This discharge education policy will create a scenario whereby nurses will be required to apply the Teach-Back Method to enable the patient to make an understanding of the situation and issue oral and written instructions with the help of professional interpreters (Gullet & Tastan, 2025). The employees will also receive cultural competence, health literacy, and effective communication training annually to enhance the care given to the patients with diverse backgrounds (Osmancevic et al., 2025). The safety improvement plan, which will be adopted concerning Mr. Daniel Harper, is designed to address the 30-day readmission reduction by providing better discharge education since the instructions should be clear and culturally and linguistically suitable, and the Teach-Back Method should be used periodically. The plan will also enhance interdisciplinary communication as it will be more efficient, and the discharge practices and staff competency in uniformity of health literacy and cultural responsiveness (Osmancevic et al., 2025). The first two months will be dedicated to the creation of the bilingual discharge materials and the modification of the EHR in a way that would allow it to record the information regarding the patient education and teach-back validation whenever needed. These third and fourth months will be devoted to staff training and the new process testing on one of the medical-surgical units of choice, with the feedback-based corrections. By the fifth and sixth months, the process will be revised and implemented in all the hospitals. The long-term strategies will involve the quarterly review of the readmission data, patient satisfaction, and retraining of the staff regularly to guarantee the long-term improvement and compliance. |
Existing Organizational Resources
Identify resources that may need to be obtained for the success of the safety improvement plan. Consider what existing resources may be leveraged to enhance the improvement plan.
An adequate conduction of the safety improvement plan of Mr. Daniel Harper will be carried out based on the resources available and the new resources necessary to conduct the project. The EHR system at the hospital can be streamlined in order to offer caution and required domains of recording discharge education and the domain of teach-back. The matters will also receive interpreter services regularly to make sure that there is good communication with low English proficiency patients (Heath et al., 2023). The support of the process training will be facilitated by nurse educators and quality improvement teams. The other resources required include culturally specific discharge resources includes medical-surgical and home care, education of the employees regarding health literacy, cultural competence, and communication, time of the employees, and information technology (IT) to update the EHR system. This pool of resources will assist in having a sustainable system wherein patients such as Mr. Daniel Harper will get secure, clear, and fair care. |
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References For
NURS-FPX4035 Assessment 2
- You can use these references for your assessment.
Agrawal, S., & Sybol, S. S. (2025). Fostering employee engagement and motivation in global workforces. IGI Global EBooks, 273–314. https://doi.org/10.4018/979-8-3693-9556-1.ch012
Alexiuk, M., Elgubtan, H., & Tangri, N. (2023). Clinical decision support tools in the EMR. Kidney International Reports, 9(1), 29–38. https://doi.org/10.1016/j.ekir.2023.10.019
Alsobou, N., Rayan, A. H., Baqeas, M. H., AlBashtawy, M. S., Oweidat, I. A., Al-Mugheed, K., & Abdelaliem, S. M. F. (2025). The relationship between patient safety culture and attitudes toward incident reporting among registered nurses. BMC Health Services Research, 25(1). https://doi.org/10.1186/s12913-025-12763-0
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